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    DOCVIT NEWS | Lawyer Qiao Zhaoshu, the Senior Partner of DOCVIT, provided private equity compliance management training for Daxing District Equity Investment Association

    Source: Beijing DOCVIT Law Firm  Time: 2019-04-04 17:09:05  Author: Beijing DOCVIT Law Firm

    On March 31, 2019, the Private Equity offline salon of Daxing District Equity Investment Association was organized and held by CED in the conference room on the 19th floor of Xingchuang Building, Daxing District, and Daxing District SASAC, Daxing District Finance Bureau, Daxing District Taxation Bureau and the members of Daxing District Equity Investment Association including the Yi Yuan Capital, Wenxing Shengshi, CCB International, New Aerotropolis Fund, Shuncheng Capital and other entities participated in this offline salon activities. This event was lectured by Qiao Zhaoshu, the Senior Partner of Beijing DOCVIT Law Firm, Yin Yanhong and other partners also attended this event, and during the interactive exchange period of this offline salon, there was a heated discussion between the partners and the guests. This salon activity focused on the private equity fund compliance management matters, and Lawyer Qiao Zhaoshu conducted the training on the topic of "the compliance management of and the interpretation on key legal questions regarding private equity fund". All the participants discussed on the compliance management of private equity funds and the ways for carrying out internal compliance management in response to the opportunities and challenges brought by industry development so as to achieve sound development.

    Lawyer Qiao Zhaoshu carried on the thorough interpretation to the general status and the latest trend of private equity fund supervision system, the private equity fund compliance management system, key legal question on the parent fund compliance management and on the parent fund direct investment and other issues. Lawyer Qiao conducted a detailed analysis on the issues related to choosing investors with state capital background, with foreign investment background or being financial institutions during the compliance management of parent fund. She said that private equity fund compliance management is a real demand for private equity institutions. On the one hand, through a reasonable internal control system to regulate business processes, the occurrence of violations can be reduced, the interests of private equity institutions can be protected, and on the other hand, the compliance management on private equity fund complies with regulatory requirements, and it is a practical measure for estalishing the internal control of private fund managers.

    After the theme training, the guests from the perspective of legality and compliance with the lawyers discussed on the questions of "whether the parent fund investment in the future must have the private equity fund managers for asset allocation", "how the relationship between fixed income and capital preservation would be dealt with when the state-owned capital private equity fund exits", "how the necessity of inside market transaction would be defined when the state-owned capital private equity fund exits", "the future regulatory direction of private equity funds" and others.
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    Beijing Docvit Law Firm (Docvit in short), which was established in 2003, is one of the few earliest law firms instituted as a corporation rather than partnership in China. Aimed at building a high quality law firm with professional competence, Docvit fostered innovation under its unique system of operating as a large-scale corporation. Benefited with its core-competitiveness, such as international insights and full IT application management mode, to name some of them, Docvit pursued cross-border development and established an image of high-end brand in a industrialized market. In 2015, Docvit was ushered into a “3.0 era” of moderate-scale development, which witnessed the gradual formation of nation-wide and world-wide layout with the start-up of branch offices in Tianjin, Jinan, Shenzhen, Shanghai, Chengdu, Taiyuan, Hong Kong, London and other places in succession.
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