Docvit News | Miss QIAO Zhaoshu, the senior partner of Docvit, gave a training on a topic of Private Placement Compliance Management for Daxing Venture Capital and Private Equity Association
Source: Time: 2019-04-04 15:39:35 Author:
On March 31, 2019, the Private Equity Offline Salon of Daxing Venture Capital and Private Equity Association organized by BDT was held in the conference room on the 19th floor of Xingchuang Building in Daxing District. Daxing State-owned Assets Supervision and Administration Commission, Daxing Finance Bureau, Beijing Municipal Tax Service, State Taxation Administration (Daxing Distict) and the members of Daxing Venture Capital and Private Equity Association, such as Beijing Yiyuan Investment Management Co., Ltd., Beijing Wenxing Shengshi Investment Management Co., Ltd., CCB International, Beijing Xinhangcheng Fund Management Co., Ltd., and Beijing Shuncheng equity investment and Fund Management Co., Ltd. also participated in the offline salon event. This event was hosted by Miss QIAO Zhaoshu, a senior partner of Beijing Docvit Law Firm, YIN Yanhong and other partners attended the event and had a heated discussion with the guests at the interactive session. This salon event was organized around the compliance management of private equity funds. Miss QIAO Zhaoshu a training on a topic of Private Placement Compliance Management and Interpretation of Key Legal Issues. The guests discussed the private placement compliance management, the way to conduct internal compliance management for the private placement agency for coping with the opportunities and challenges of industry development and the realization of the benign development.
Miss QIAO Zhaoshu made a thorough interpretation of the private equity fund regulation system and the latest trends, the private equity fund compliance management system, the key legal issues of the FOFcompliance management, and the key legal issues of the FOF direct investment. Miss QIAO conducted a detailed analysis of the issues related to the choice of Chinese investors and the choice of foreign investors in the FOF compliance management, as well as the choice of investors in financial institutions. She said that private equity fund compliance management is a real demand for private equity institutions. On the one hand, the occurrence of violations could be reduced through a reasonable internal control system to regulate business processes, to protect the interests of private equity institutions; and on the other hand, it's also the practical measures to comply with regulatory requirements and complete the internal control construction of private fund managers.
After this training, the guests had a heated discussion with the lawyers around "whether the FOF investment in the future shall set up asset allocation private equity fund managers", "how to deal with the relationship between the fixed income and capital preservation in case of the withdrawal of the state-owned capital private equity fund", "how to determine whether the entering into the market is necessary in case of the withdrawal of the private equity fund with state-owned context", "the future regulatory direction of private equity funds" and other related topics from the perspective of legality and compliance.
Relevant Recommendation
Docvit News | Mr. LIU Guangchao got shortlisted in the Expert Bank of the First Equity Investment Plan and Insurance Private Equity Fund Evaluation of Insurance Asset Management Association of China, and became an expert both in the in insurance fund creditor's rights and equity investmentDocvit News | Mr. LIU Guangchao was elected as the council of the 11th Beijing Lawyers AssociationDocvit News | Mr. LIU Guangchao participated in the "Equity Investment Plan and Insurance Private Equity Fund Evaluation Expert Training Seminar" of Insurance Asset Management Association of China and obtained the expert appointment letterDocvit News | Mr. LIU Guangchao was invited to attend China Finance 40 Forum Annual Conference in 2019 - special theme seminar, and obtained the letter of appointment as a council.
May be interested
Professional Team
- A
- B
- C
- D
- E
- F
- G
- H
- I
- J
- K
- L
- M
- N
- O
- P
- Q
- R
- S
- T
- U
- V
- W
- X
- Y
- Z
Professional Interpretation
More-
Preventing corporate governance risks under new Company Law2024-07-03The new Company Law promotes the transformation of corporate governance from shareholder primacy to director primacy. This imposes governance responsibility on entrepreneurs such as directors, supervisors, officers (DSOs) and actual controllers of a company, increasing their risk of performing duties with their personal property at stake. Therefore, reducing the risk of entrepreneurs and their families facing compensation over corporate governance is of great concern. -
How to deal with the failures to fulfill duty of diligence?2021-10-25Both party A and party B are shareholders of company a, with a accounting for 30% of the shares and B for a state-owned enterprise holding company, accounting for 50% of the shares. Mr. Li is a director appointed by company B to company a, and also the head of financial department of company A. At the beginning of 2021, party A learned that there was still 1 million yuan of capital contribution of company B due but not paid in, and Mr. Li never called on company B according to his duty when he clearly learned that company B did not fulfill his obligation of capital contribution. In addition, Li used his authority to change the management authority of company A's office system, adjust the relevant processes and procedures of the company's internal management, and put pressure on the employees without reason, resulting in the failure of company A's normal operation for three consecutive months. In view of Li's behavior, how should company a and shareholders a protect the rights and interests of the company and themselves? -
Voting rights can be restricted if shareholders fail to invest?2021-08-24In recent years, the competition for corporate control has become more and more intense. The form of competition is no longer confined to the background, but gradually moved to the stage. In order to fight for corporate control, the disputes about the representation of corporate will caused by the internal power struggle in commercial cases are increasing. Voting right has also become the focus of contention among shareholders. If they fail to fulfill the obligation of capital contribution on schedule, there are serious differences among shareholders about whether their voting right can be limited. In the absence of special provisions in the articles of association, should shareholders vote according to the proportion of paid in capital contribution or the proportion of subscribed capital contribution?
About DOCVIT
MorePerformance
MoreAchievements of Docvit | We managed to win the bid for the legal service institutional repository of China National Nuclear CorporationAchievements of Docvit | We managed to win the bidding for the alternative repository of legal services intermediary institution of China Petroleum & Chemical Sales Co., Ltd. Shanxi BranchAchievements of Docvit | We managed to enter into contracts with several institutions and would provide regular legal services for them.Achievements of Docvit | We managed to get shortlisted in the external non-litigious lawyer repository of China Chengtong Holdings Group Ltd.
Brand Activity
More-
[08/31]Forum on Insurance & Insurance Asset Management Industries’ Innovation and Legal Health Development under the New Pattern of Financial Opening-up and Release Conference of Blue Book of Legal Health of China’s Insurance Industry 2018 (Index & Special Reports)
At present, China’s financial open-up has entered a substantial promotion stage, and as an important link thereof, opening-up of insurance industry plays a unique role in financial opening-up. Under the new opening-up pattern of finance and insurance industry, and in the new situation of pan-asset management and integrated development, it has become an urgent topic to discuss and study how China’s insurance asset management institutions should grasp development opportunities, meet challenges head on, how to promote standardized transformation and sound development of the insurance and insurance asset management industries, and how to achieve innovation and high-quality development in compliance. -
[08/17]Launch ceremony of DOCVIT bond default dispute resolution new product line and seminar on bond default disposal and bond market development under the new normal of economy
Halfway through 2019, how will the bond market perform in the second half of the year? How will various factors affecting the bond market work? Where are the investment opportunities? How do bond default disposal and bond market develop under the new normal of economy? In order to discuss the above issues in depth, Beijing DOCVIT Law Firm will hold a seminar “bond default disposal and bond market development under the new normal of economy”. At the seminar, DOCVIT bond default dispute resolution new product line will be released; the product line studies and analyzes the development environment of China’s bond market and the problems and challenges facing its dispute resolution in the context of the new normal of economy and, from a legal perspective, explores the new ideas on bond default disposal in the context of tighter regulation. -
[08/03]3rd Forum on China’s Economic Development and Legal Regulation and Release Ceremony of GLGA Blue Book of China’s Non-performing Assets 2018
In recent years, in the face of a complex international environment and arduous tasks of domestic reform, development and stability, China's economy has maintained a generally steady development trend. However, the Sino-US trade issue is still unresolved and, given the aftershocks of domestic market’s breaking the rigid payment, can China’s economy maintain low volatility and high-quality, stable development in the future? And what opportunities and challenges will China’s macroeconomic development face?