News

    1. Home
    2. Information and Activity / News
    DOCVIT NEWS | Lawyer Qiao Zhaoshu, the Senior Partner of DOCVIT, provided private equity compliance management training for Daxing District Equity Investment Association

    Source: Beijing DOCVIT Law Firm  Time: 2019-04-04 17:09:05  Author: Beijing DOCVIT Law Firm

    On March 31, 2019, the Private Equity offline salon of Daxing District Equity Investment Association was organized and held by CED in the conference room on the 19th floor of Xingchuang Building, Daxing District, and Daxing District SASAC, Daxing District Finance Bureau, Daxing District Taxation Bureau and the members of Daxing District Equity Investment Association including the Yi Yuan Capital, Wenxing Shengshi, CCB International, New Aerotropolis Fund, Shuncheng Capital and other entities participated in this offline salon activities. This event was lectured by Qiao Zhaoshu, the Senior Partner of Beijing DOCVIT Law Firm, Yin Yanhong and other partners also attended this event, and during the interactive exchange period of this offline salon, there was a heated discussion between the partners and the guests. This salon activity focused on the private equity fund compliance management matters, and Lawyer Qiao Zhaoshu conducted the training on the topic of "the compliance management of and the interpretation on key legal questions regarding private equity fund". All the participants discussed on the compliance management of private equity funds and the ways for carrying out internal compliance management in response to the opportunities and challenges brought by industry development so as to achieve sound development.

    Lawyer Qiao Zhaoshu carried on the thorough interpretation to the general status and the latest trend of private equity fund supervision system, the private equity fund compliance management system, key legal question on the parent fund compliance management and on the parent fund direct investment and other issues. Lawyer Qiao conducted a detailed analysis on the issues related to choosing investors with state capital background, with foreign investment background or being financial institutions during the compliance management of parent fund. She said that private equity fund compliance management is a real demand for private equity institutions. On the one hand, through a reasonable internal control system to regulate business processes, the occurrence of violations can be reduced, the interests of private equity institutions can be protected, and on the other hand, the compliance management on private equity fund complies with regulatory requirements, and it is a practical measure for estalishing the internal control of private fund managers.

    After the theme training, the guests from the perspective of legality and compliance with the lawyers discussed on the questions of "whether the parent fund investment in the future must have the private equity fund managers for asset allocation", "how the relationship between fixed income and capital preservation would be dealt with when the state-owned capital private equity fund exits", "how the necessity of inside market transaction would be defined when the state-owned capital private equity fund exits", "the future regulatory direction of private equity funds" and others.
    Relevant Recommendation

    May be interested

    Professional Team
    Professional Interpretation
    More
    • How to deal with the failures to fulfill duty of diligence?2021-10-25
      Both party A and party B are shareholders of company a, with a accounting for 30% of the shares and B for a state-owned enterprise holding company, accounting for 50% of the shares. Mr. Li is a director appointed by company B to company a, and also the head of financial department of company A. At the beginning of 2021, party A learned that there was still 1 million yuan of capital contribution of company B due but not paid in, and Mr. Li never called on company B according to his duty when he clearly learned that company B did not fulfill his obligation of capital contribution. In addition, Li used his authority to change the management authority of company A's office system, adjust the relevant processes and procedures of the company's internal management, and put pressure on the employees without reason, resulting in the failure of company A's normal operation for three consecutive months. In view of Li's behavior, how should company a and shareholders a protect the rights and interests of the company and themselves?
    • Voting rights can be restricted if shareholders fail to invest?2021-08-24
      In recent years, the competition for corporate control has become more and more intense. The form of competition is no longer confined to the background, but gradually moved to the stage. In order to fight for corporate control, the disputes about the representation of corporate will caused by the internal power struggle in commercial cases are increasing. Voting right has also become the focus of contention among shareholders. If they fail to fulfill the obligation of capital contribution on schedule, there are serious differences among shareholders about whether their voting right can be limited. In the absence of special provisions in the articles of association, should shareholders vote according to the proportion of paid in capital contribution or the proportion of subscribed capital contribution?
    • How to solve the deadlock caused by shareholders' contradiction?2021-07-27
      Party A, Party B and Party C established company a in 2008, holding 51%, 45% and 4% shares respectively. In 2018, due to policy adjustment, the main business of company a could not continue to operate. Party A, Party B and Party C held shareholders' meetings on the transformation and development direction of company a for many times, but Party A and Party B could not reach an agreement. Up to now, the development of the company has been stagnant, How can companies get out of trouble?
    About DOCVIT
    More
    Beijing Docvit Law Firm (Docvit in short), which was established in 2003, is one of the few earliest law firms instituted as a corporation rather than partnership in China. Aimed at building a high quality law firm with professional competence, Docvit fostered innovation under its unique system of operating as a large-scale corporation. Benefited with its core-competitiveness, such as international insights and full IT application management mode, to name some of them, Docvit pursued cross-border development and established an image of high-end brand in a industrialized market. In 2015, Docvit was ushered into a “3.0 era” of moderate-scale development, which witnessed the gradual formation of nation-wide and world-wide layout with the start-up of branch offices in Tianjin, Jinan, Shenzhen, Shanghai, Chengdu, Taiyuan, Hong Kong, London and other places in succession.
    Performance
    More
    Brand Activity
    More
    Honors
    More
    Over the years, business and brand of DOCVIT have matured and won the "Special Contribution Award of All China Lawyers Association", "Excellent Law Firm in Beijing", "Excellent Law Firm in Chaoyang District", ALB2016 Asia Top Ten Elite Law Firm, 2018 Outstanding Law Firm Award by China Business Law Journal, etc.