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Abstract: On the afternoon of April 15, 2019, the frontier hotspot seminar “New era of post asset management and Regulatory situation” sponsored by Beijing Docvit Law Firm was successfully held. Senior Partner of Beijing Docvit Law Firm, Sima Yayun, Yin Yanhong and Shi Guanghu attended the seminar and delivered a keynote speech. More than 30 guests including Institutional investors from the asset management industry, investment manager of asset management company and legal compliance officer participated in the event. The guests discussed the equity investment model of asset management products and related legal issues, the regulatory trend of asset securitization policies and related legal issues, and the hot issues of dispute resolution in asset management industry.

1. When “De jure investment, de facto loan” is no longer a good way for investors, where is the way for the innovation of new era of asset management?

When “De jure investment, de facto loan” is no longer a good way for investors, where is the way for the innovation of new era of asset management? A senior partner of Beijing Docvit lawfirm, Sima Yayun combined her extensive experience in equity investment in asset management products to conduct an exclusive analysis of the above issues, and to analyze related hot issues from the perspective of theory and practice, Sima first combed the development of the asset management industry; followed by explaining equity investment models for several types of core asset management products, such as bank wealth management products, insurance asset management products, trust plans, and private equity fund equity investments. Finally, she discussed the important legal issues in the equity investment of the asset management industry, including the indication and risk prevention of entity hybrid investment, channel business.

2. Asset securitization, old bottles of new wine?

For the issue of asset securitization, Yin Yanhong, a senior partner of Beijing Docvit Law Firm, focused on the “trend of asset securitization policy and related legal issues”, starting with the essence of asset securitization. the policy development trend of asset securitization, the influence of new regulations on asset securitization, the types and basic processes of asset securitization were analyzed and elaborated. Subsequently, Yin gave a detailed explanation and analysis of the transaction subject, transaction structure and core legal issues of several types of core asset securitization products such as credit asset securitization and credit asset securitization.

3. The Supreme Court’s jurisprudence has been made, where is compliance and legality going?

With the development of the asset industry, the risk of the asset management industry has become increasingly prominent, the number of disputes has been rising and the focus of controversy has broken through the traditional category. At the meeting, Mr. Shi Guanghu, a senior partner of Beijing Docvit Law Firm, combined with years of experience in practice, analyzed and interpreted the hot issues of dispute resolution in the current asset management industry from a professional perspective. At the five angles of structured arrangement, repurchase clause, difference replenishment, transfer of income rights and real debts, Mr. Shi systematically analyzed the above problems in a simple way.

4.Free communication and discussion

In response to the theme of this seminar, the guests at the meeting shared and exchanged opinions, and conducted in-depth discussions with the keynote speakers to discuss the confrontation and integration of regulatory provisions and industry practices.